Robert D. Walters Jr. - 03 Mar 2023 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: President & Chief Oper Officer
Signature: /s/ Tina V. John, attorney in fact
Issuer symbol: RKT
Transactions as of: 03 Mar 2023
Net transactions value: $0
Form type: 4
Filing time: 06 Mar 2023, 15:45:05 UTC
Previous filing: 09 Mar 2022
Next filing: 08 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Award	$0	+347,222	+56%	$0.000000	966,124	03 Mar 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.

Content

Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.