Jay Farner - Oct 24, 2022 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Chief Executive Officer, Director
Signature: /s/ Tina V. John, attorney in fact
Stock symbol: RKT
Transactions as of: Oct 24, 2022
Transactions value $: $598,605
Form type: 4
Date filed: 10/26/2022, 04:35 PM
Previous filing: Oct 21, 2022
Next filing: Oct 28, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Purchase	$200K	+31.7K	+0.65%	$6.30	4.92M	Oct 24, 2022	Direct	F1, F2
transaction	RKT	Class A common stock	Purchase	$199K	+29.8K	+0.61%	$6.69	4.95M	Oct 25, 2022	Direct	F1, F3
transaction	RKT	Class A common stock	Purchase	$200K	+29.3K	+0.59%	$6.81	4.98M	Oct 26, 2022	Direct	F1, F4
holding	RKT	Class A common stock						204K	Oct 24, 2022	By trust	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.
F2	The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3	The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.44 to $6.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4	The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.52 to $7.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F5	These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.