Jay Farner - 01 Sep 2022 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Chief Executive Officer, Director
Signature
/s/ Angelo Vitale, attorney in fact
Issuer symbol
RKT
Transactions as of
01 Sep 2022
Net transactions value
+$399,324
Form type
4
Filing time
02 Sep 2022, 16:48:38 UTC
Previous filing
31 Aug 2022
Next filing
07 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Purchase $199,644 +26,200 +0.68% $7.62 3,897,207 01 Sep 2022 Direct F1, F2
transaction RKT Class A common stock Purchase $199,680 +26,000 +0.67% $7.68 3,923,207 02 Sep 2022 Direct F1, F3
holding RKT Class A common stock 204,000 01 Sep 2022 By trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.
F2 The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.51 to $7.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4 These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.