Jay Farner - Mar 7, 2022 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Chief Executive Officer, Director
Signature: /s/ Angelo Vitale, attorney in fact
Stock symbol: RKT
Transactions as of: Mar 7, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/9/2022, 04:02 PM
Next filing: Mar 30, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Award	$0	+650K	+76.52%	$0.00	1.5M	Mar 7, 2022	Direct	F1
holding	RKT	Class A common stock						204K	Mar 7, 2022	By trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 7, 2023, March 7, 2024 and March 7, 2025, subject to the reporting person's continued employment on the applicable vesting date.
F2	These shares of Class A common stock are held in trust for the benefit of the reporting person's children, for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.

Content

Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 7, 2023, March 7, 2024 and March 7, 2025, subject to the reporting person's continued employment on the applicable vesting date.

These shares of Class A common stock are held in trust for the benefit of the reporting person's children, for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.