Ravi Acharya - 04 Jan 2023 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Role
SVP, Chief Technology Officer
Signature
/s/ Jared Brandman, as Attorney-in-Fact
Issuer symbol
EYE
Transactions as of
04 Jan 2023
Net transactions value
-$80,731
Form type
4
Filing time
06 Jan 2023, 15:30:43 UTC
Previous filing
18 Mar 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Sale $33,280 -832 -50% $40.00 832 04 Jan 2023 Direct F1
transaction EYE Common Stock Options Exercise $84,002 +3,613 +434% $23.25 4,445 04 Jan 2023 Direct F1
transaction EYE Common Stock Tax liability $122,040 -3,051 -69% $40.00 1,394 04 Jan 2023 Direct F1, F2
transaction EYE Common Stock Sale $22,480 -562 -40% $40.00 832 04 Jan 2023 Direct F1
transaction EYE Common Stock Options Exercise $13,066 +562 +68% $23.25 1,394 05 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -3,613 -58% $0.000000 2,650 04 Jan 2023 Common Stock 3,613 $23.25 Direct F1, F3
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -562 -21% $0.000000 2,088 05 Jan 2023 Common Stock 562 $23.25 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 2, 2022.
F2 Represents shares sold to cover the exercise price and tax for 4,175 options exercised via a cashless hold. Of that total exercise, 3,613 options were exercised on January 4, 2023 and the remaining 562 options were exercised on January 5, 2023 and are reflected on this form.
F3 The 3,613 stock options are all fully vested from a grant of 6,263 time based stock options, which vest in three equal installments on March 16, 2021, March 16, 2022 and on March 16, 2023.
F4 The 562 stock options are all fully vested from a grant of 6,263 time based stock options, which vest in three equal installments on March 16, 2021, March 16, 2022 and on March 16, 2023.