Bernhard L. Kohn III - Feb 1, 2023 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Signature
/s/ Christopher Riley, as Attorney-in-Fact
Stock symbol
PLBY
Transactions as of
Feb 1, 2023
Transactions value $
$1,284,070
Form type
4
Date filed
2/3/2023, 08:44 PM
Previous filing
Dec 19, 2022
Next filing
Mar 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLBY Common Stock Options Exercise $1.09M +427K +2331.39% $2.56 445K Feb 1, 2023 by Woodburn Dr LP F1, F2, F3
transaction PLBY Common Stock Options Exercise $193K +75.4K +150.72% $2.56 125K Feb 1, 2023 by Cold Springs Trust F1, F2, F4
holding PLBY Common Stock 50K Feb 1, 2023 by Bircoll Kohn Family Trust F5
holding PLBY Common Stock 1.43M Feb 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLBY Subscription Right Options Exercise $0 -800K -100% $0.00* 0 Feb 1, 2023 Common Stock 427K $2.56 by Woodburn Dr LP F3
transaction PLBY Subscription Right Options Exercise $0 -50K -100% $0.00* 0 Feb 1, 2023 Common Stock 75.4K $2.56 by Cold Springs Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.
F2 Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.
F3 Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F4 Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F5 Represents securities held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.