Bernhard L. Kohn III - 01 Feb 2023 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Role: CEO & President, Director
Signature: /s/ Christopher Riley, as Attorney-in-Fact
Issuer symbol: PLBY
Transactions as of: 01 Feb 2023
Net transactions value: +$1,284,070
Form type: 4
Filing time: 03 Feb 2023, 20:44:22 UTC
Previous filing: 19 Dec 2022
Next filing: 24 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLBY	Common Stock	Options Exercise	$1,091,439	+426,994	+2331%	$2.56	445,309	01 Feb 2023	by Woodburn Dr LP	F1, F2, F3
transaction	PLBY	Common Stock	Options Exercise	$192,630	+75,361	+151%	$2.56	125,361	01 Feb 2023	by Cold Springs Trust	F1, F2, F4
holding	PLBY	Common Stock						50,000	01 Feb 2023	by Bircoll Kohn Family Trust	F5
holding	PLBY	Common Stock						1,426,432	01 Feb 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLBY	Subscription Right	Options Exercise	$0	-799,684	-100%	$0.000000^*	0	01 Feb 2023	Common Stock	426,994	$2.56	by Woodburn Dr LP	F3
transaction	PLBY	Subscription Right	Options Exercise	$0	-50,000	-100%	$0.000000^*	0	01 Feb 2023	Common Stock	75,361	$2.56	by Cold Springs Trust	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.
F2	Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.
F3	Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F4	Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F5	Represents securities held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.