Thomas Keck - 31 Mar 2022 Form 5 Insider Report for StepStone Group Inc. (STEP)

Role
Director, Member of 13D group that owns more than 10%
Signature
/s/ Jennifer Ishiguro, Attorney-in-fact for Thomas Keck
Issuer symbol
STEP
Transactions as of
31 Mar 2022
Net transactions value
$0
Form type
5
Filing time
14 Apr 2022, 20:14:35 UTC
Previous filing
16 Dec 2021
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEP Class B Common Stock Gift $0 -200,000 -100% $0.000000* 0 15 Dec 2021 By Trust
holding STEP Class A Common Stock 505,750 31 Mar 2022 By Trust F1
holding STEP Class B Common Stock 1,645,374 31 Mar 2022 By Cresta Capital, LLC
holding STEP Class B Common Stock 2,601,124 31 Mar 2022 By Old Salt Capital LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEP Class B Units Gift -200,000 -100% 0 15 Dec 2021 Class A Common Stock 200,000 By Trust F2
holding STEP Class B Units 2,601,124 31 Mar 2022 Class A Common Stock 2,601,124 By Old Salt Capital LLC F2
holding STEP Class B Units 1,645,374 31 Mar 2022 Class A Common Stock 1,645,374 By Cresta Capital, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,750 shares of Class A Common Stock of the Issuer previously reported as directly owned.
F2 Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

Remarks:

Member of 13D group that owns more than 10%