Thomas Keck - Mar 31, 2022 Form 5 Insider Report for StepStone Group Inc. (STEP)

Role
Director, Member of 13D group that owns more than 10%
Signature
/s/ Jennifer Ishiguro, Attorney-in-fact for Thomas Keck
Stock symbol
STEP
Transactions as of
Mar 31, 2022
Transactions value $
$0
Form type
5
Date filed
4/14/2022, 08:14 PM
Previous filing
Dec 16, 2021
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEP Class B Common Stock Gift $0 -200K -100% $0.00* 0 Dec 15, 2021 By Trust
holding STEP Class A Common Stock 506K Mar 31, 2022 By Trust F1
holding STEP Class B Common Stock 1.65M Mar 31, 2022 By Cresta Capital, LLC
holding STEP Class B Common Stock 2.6M Mar 31, 2022 By Old Salt Capital LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEP Class B Units Gift -200K -100% 0 Dec 15, 2021 Class A Common Stock 200K By Trust F2
holding STEP Class B Units 2.6M Mar 31, 2022 Class A Common Stock 2.6M By Old Salt Capital LLC F2
holding STEP Class B Units 1.65M Mar 31, 2022 Class A Common Stock 1.65M By Cresta Capital, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,750 shares of Class A Common Stock of the Issuer previously reported as directly owned.
F2 Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

Remarks:

Member of 13D group that owns more than 10%