William Thomas Grant III - 01 Aug 2023 Form 4 Insider Report for SelectQuote, Inc. (SLQT)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Daniel A. Boulware, Attorney-in-Fact
Issuer symbol
SLQT
Transactions as of
01 Aug 2023
Net transactions value
$0
Form type
4
Filing time
03 Aug 2023, 19:47:17 UTC
Previous filing
23 May 2023
Next filing
15 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $0 +7,394 +0.45% $0.000000 1,659,951 01 Aug 2023 Direct
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $0 +9,395 +0.57% $0.000000 1,669,346 01 Aug 2023 Direct
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $0 +91,827 +5.5% $0.000000 1,761,173 01 Aug 2023 Direct
holding SLQT Common Stock, par value $0.01 per share 10,681 01 Aug 2023 By Mainstar Trust IRA
holding SLQT Common Stock, par value $0.01 per share 1,089,369 01 Aug 2023 By Haakon Capital, LLC F1
holding SLQT Common Stock, par value $0.01 per share 1,150,000 01 Aug 2023 By Self as Trustee for the W. Thomas Grant III Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLQT Restricted Stock Units Options Exercise $0 -7,394 -50% $0.000000 7,394 01 Aug 2023 Common Stock, par value $0.01 per share 7,394 Direct F2, F3, F4
transaction SLQT Restricted Stock Units Options Exercise $0 -9,395 -50% $0.000000 9,395 01 Aug 2023 Common Stock, par value $0.01 per share 9,395 Direct F2, F3, F4
transaction SLQT Restricted Stock Units Options Exercise $0 -91,827 -33% $0.000000 183,655 01 Aug 2023 Common Stock, par value $0.01 per share 91,827 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which he owns a one-third ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
F2 Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to Mr. Grant under the Company's 2020 Omnibus Incentive Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.
F4 The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
F5 The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.