Matthew Scott Gunter - 30 Aug 2021 Form 4 Insider Report for SelectQuote, Inc. (SLQT)

Role
Chief Communications Officer
Signature
/s/ Daniel A. Boulware, Attorney-in-Fact
Issuer symbol
SLQT
Transactions as of
30 Aug 2021
Net transactions value
+$125,547
Form type
4
Filing time
30 Aug 2021, 21:42:00 UTC
Previous filing
03 Aug 2021
Next filing
03 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLQT Common Stock, par value $0.01 per share Purchase $10,499 +1,200 +0.39% $8.75* 307,599 30 Aug 2021 Direct
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $32,571 +23,688 +7.7% $1.38 331,287 30 Aug 2021 Direct
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $68,790 +36,688 +11% $1.88 367,975 30 Aug 2021 Direct
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $13,688 +7,300 +2% $1.88 375,275 30 Aug 2021 Direct
holding SLQT Common Stock, par value $0.01 per share 29,948 30 Aug 2021 By Bowen Investments, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLQT Employee Stock Options Options Exercise $0 -23,688 -100% $0.000000* 0 30 Aug 2021 Common Stock, par value $0.01 per share 23,688 $1.38 Direct F2, F3
transaction SLQT Employee Stock Options Options Exercise $0 -36,688 -100% $0.000000* 0 30 Aug 2021 Common Stock, par value $0.01 per share 36,688 $1.88 Direct F2, F4
transaction SLQT Employee Stock Options Options Exercise $0 -7,300 -24% $0.000000 22,700 30 Aug 2021 Common Stock, par value $0.01 per share 7,300 $1.88 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Beneficially owned by the reporting person through Bowen Investments, LLC, an investment company in which the reporting person owns a 15% ownership stake. The reporting person disclaims beneficial ownership of all of the shares held by Bowen Investments, LLC, except to the extent of his pecuniary interest therein.
F2 Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to Mr. Gunter under the Company's 2003 Stock Incentive Plan (the "Plan").
F3 Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on September 27, 2017.
F4 Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on August 22, 2018.
F5 Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on February 4, 2019.

Remarks:

Chief Communications Officer