Robert Clay Grant - May 20, 2021 Form 4 Insider Report for SelectQuote, Inc. (SLQT)

Signature
/s/ Daniel A. Boulware, Attorney-in-Fact
Stock symbol
SLQT
Transactions as of
May 20, 2021
Transactions value $
$167
Form type
4
Date filed
5/24/2021, 04:05 PM
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLQT Common Stock, par value $0.01 per share Options Exercise $167 +16.7K +1.68% $0.01* 1.01M May 20, 2021 Direct
holding SLQT Common Stock, par value $0.01 per share 364K May 20, 2021 By Haakon Capital, LLC F1
holding SLQT Common Stock, par value $0.01 per share 1.24M May 20, 2021 By Self as Trustee for the Robert Clay Grant Irrevocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLQT Restricted Stock Units Options Exercise $0 +50K $0.00 33.3K May 20, 2021 Common Stock, par value $0.01 per share 50K $0.01 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
F2 Beneficially owned by Mr. Grant as the Trustee of Robert Clay Grant Irrevocable Trust.
F3 Represents restricted stock units of SelectQuote, Inc. granted to Mr. Grant under SelectQuote Inc.'s 2020 Omnibus Stock Incentive Plan.
F4 Each restricted stock unit represents a contingent right to receive one share of SelectQuote, Inc. common stock, par value $0.01 per share.
F5 The restricted stock units vest in three equal installments on the three first anniversaries of the date of grant, subject to the award recipient's continued employment through the applicable vesting date.