Joseph Christopher Hays - Aug 3, 2022 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Signature
/s/ Anthony Stark, as Attorney-in-Fact
Stock symbol
ZI
Transactions as of
Aug 3, 2022
Transactions value $
-$2,392,968
Form type
4
Date filed
8/5/2022, 04:22 PM
Previous filing
Jun 3, 2022
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZI Common Stock Options Exercise +10.6K +1.62% 668K Aug 3, 2022 Direct F1
transaction ZI Common Stock Options Exercise +937 +0.14% 669K Aug 3, 2022 Direct F2
transaction ZI Common Stock Sale -$140K -3.24K -0.48% $43.39 665K Aug 3, 2022 Direct F3, F4
transaction ZI Common Stock Tax liability -$15.5K -369 -0.06% $41.97 665K Aug 3, 2022 Direct F5
transaction ZI Common Stock Sale -$481K -11.2K -1.68% $43.08 654K Aug 3, 2022 Direct F6, F7
transaction ZI Common Stock Sale -$656K -14.9K -2.28% $43.95 639K Aug 3, 2022 Direct F6, F8
transaction ZI Common Stock Sale -$734K -16.4K -2.56% $44.82 623K Aug 3, 2022 Direct F6, F9
transaction ZI Common Stock Sale -$94.9K -2.1K -0.34% $45.19 621K Aug 4, 2022 Direct F6, F10
transaction ZI Common Stock Sale -$226K -4.9K -0.79% $46.22 616K Aug 4, 2022 Direct F6, F11
transaction ZI Common Stock Sale -$44.8K -960 -0.16% $46.69 615K Aug 4, 2022 Direct F6, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZI LLC Units of HSKB Funds, LLC Options Exercise $0 -10.6K -66.65% $0.00 5.32K Aug 3, 2022 Common Stock 10.6K Direct F1, F13
transaction ZI HSKB Phantom Units Options Exercise $0 -937 -15.38% $0.00 5.16K Aug 3, 2022 Common Stock 937 Direct F2, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
F2 Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
F3 Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Units reported herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.39 to $44.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.
F6 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.56 to $43.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.56 to $44.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.56 to $45.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.63 to $45.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $45.63 to $46.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.63 to $46.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F13 Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions.
F14 Reflects an original amount of 22,500 HSKB Phantom Units of which 50% vested on July 1, 2021 and with the remaining HSKB Phantom Units vesting in equal monthly installments over the two year period following July 1, 2021, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events and other vesting conditions.