| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZI | Class A Common Stock | Award | +57.2K | +5.63% | 1.07M | Oct 29, 2021 | Direct | F1, F2 | ||
| transaction | ZI | Class A Common Stock | Award | +152K | +14.16% | 1.23M | Oct 29, 2021 | Direct | F1, F3, F4 | ||
| transaction | ZI | Class A Common Stock | Award | +61.9K | +5.05% | 1.29M | Oct 29, 2021 | Direct | F1, F3, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZI | LTIP Units of ZoomInfo Holdings LLC | Disposed to Issuer | -57.2K | -100% | 0 | Oct 29, 2021 | Class A Common Stock | 57.2K | Direct | F2 | |||
| transaction | ZI | Class P Units of ZoomInfo Holdings LLC | Disposed to Issuer | -162K | -100% | 0 | Oct 29, 2021 | Class A Common Stock | 162K | $4.00 | Direct | F3, F4 | ||
| transaction | ZI | Class P Units of ZoomInfo Holdings LLC | Disposed to Issuer | -90K | -100% | 0 | Oct 29, 2021 | Class A Common Stock | 90K | $21.00 | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | On October 29, 2021, pursuant to a reorganization, (the "Reorganization"), ZoomInfo Technologies Inc. (formerly known as ZoomInfo NewCo Inc.) (the "Issuer") became the successor of ZoomInfo Intermediate Inc. (formerly known as ZoomInfo Technologies Inc.) ("ZoomInfo") pursuant to merger transactions, in which a subsidiary of ZoomInfo Technologies Inc. merged with and into ZoomInfo Intermediate Inc. with ZoomInfo Intermediate Inc. surviving and, immediately following such merger, a subsidiary of ZoomInfo Technologies Inc. merged with and into ZoomInfo Holdings LLC ("OpCo"), a subsidiary of ZoomInfo Intermediate Inc., with OpCo surviving. The mergers resulted in the Issuer becoming a parent holding company of ZoomInfo and OpCo, but did not alter the proportionate economic interests of security holders. |
| F2 | Prior to the Reorganization, LTIP Units of OpCo would, upon vesting, be automatically converted into Class A Common Units of OpCo (together with corresponding shares of the Issuer's Class B common stock ("Class B Common Stock")) which would then be exchangeable for shares of Class A Common Stock on a one-for-one basis. In connection with the Reorganization, such LTIP Units were disposed of for a number of shares of Class A Common Stock which would have been received by the Reporting Person upon the vesting and exchange of such LTIP Units. The shares of Class A Common Stock received remain subject to the same vesting schedule that was applicable to the LTIP Units, as follows: (a) 34% on March 1, 2023, and (b) 66% on March 1, 2024. |
| F3 | Prior to the Reorganization, Class P limited liability company units of OpCo ("Class P Units") were profits interests that were economically similar to a stock settled stock option. Vested Class P units were exchangeable, at the holder's election, into a number of shares of Class A Common Stock equal in value to the "spread value" represented by the excess of the value of shares of Class A Common Stock at the time of exchange above the "distribution threshold" associated with the Class P Units, multiplied by the number of Class P Units being exchanged. In connection with the Reorganization, the Class P Units held by the Reporting Person were disposed of for a number of shares of Class A Common Stock which would have been received by the Reporting Person pursuant to the calculation described above, had the Reporting Person exchanged such Class P Units for Class A Common Stock on the date of the Reorganization. |
| F4 | The number reflected in Table II reflects the number of Class P Units that were held by the Reporting Person. Reflects an original amount of 1,753,518 Class P Units, which, prior to the Reorganization, were scheduled to vest as follows: 50% vested on November 12, 2020, and the remaining 50% vest in equal monthly installments during the 24 months following November 12, 2020. The shares of Class A Common Stock received in the Reorganization will vest along the same vesting schedule. |
| F5 | The number reflected in Table II reflects the number of Class P Units that were held by the Reporting Person. Reflects an original amount of 90,000 Class P Units, which, prior to the Reorganization, were scheduled to vest as follows: (a) one-third vest on December 3, 2022, (b) one-third vest on December 3, 2023, and (c) one-third vest on December 3, 2024. The shares of Class A Common Stock received in the Reorganization will vest along the same vesting schedule. |