Neil Bluhm - Dec 31, 2022 Form 5 Insider Report for Rush Street Interactive, Inc. (RSI)

Role
Executive Chairman, Director, 10%+ Owner
Signature
Neil Bluhm: /s/ Kyle Sauers as Attorney-in-fact
Stock symbol
RSI
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/10/2023, 05:52 PM
Previous filing
Sep 28, 2022
Next filing
Apr 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RSI Class V Voting Stock Gift $0 -10K -0.01% $0.00 108M Sep 28, 2022 By NGB 2013 Grandchildren's Dynasty Trust F1, F2
transaction RSI Class V Voting Stock Gift $0 -100K -0.09% $0.00 107M Nov 11, 2022 By NGB 2013 Grandchildren's Dynasty Trust F1, F2
holding RSI Class V Voting Stock 1.36M Dec 31, 2022 By Rush Street Interactive GP, LLC F3
holding RSI Class V Voting Stock 1.53M Dec 31, 2022 By NGB 2016 Revocable Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RSI Class A Common Units of Rush Street Interactive, L.P. Gift $0 -10K -0.01% $0.00 108M Sep 28, 2022 Class A Common Stock 10K By NGB 2013 Grandchildren's Dynasty Trust F1, F2, F5
transaction RSI Class A Common Units of Rush Street Interactive, L.P. Gift $0 -100K -0.09% $0.00 107M Nov 11, 2022 Class A Common Stock 100K By NGB 2013 Grandchildren's Dynasty Trust F1, F2, F5
holding RSI Class A Common Units of Rush Street Interactive, L.P. 1.36M Dec 31, 2022 Class A Common Stock 1.36M By Rush Street Interactive GP, LLC F3, F5
holding RSI Class A Common Units of Rush Street Interactive, L.P. 1.53M Dec 31, 2022 Class A Common Stock 1.53M By NGB 2016 Revocable Trust F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide charitable gift of the Issuer's Class V Voting Stock from the Reporting Person to a donor-advised fund.
F2 These securities are held by NGB 2013 Grandchildren's Dynasty Trust (the "NGB Dynasty Trust"). The Reporting Person is the grantor and trustee of NGB Dynasty Trust and exercises sole voting and investment control over the securities held thereby. The Reporting Person may be deemed to be the beneficial owner of securities held by the NGB Dynasty Trust to the extent that he or his immediate family members are beneficiaries of such trust.
F3 These securities are held by Rush Street Interactive GP, LLC (the "RSI GP"). The Reporting Person is a manager of RSI GP and exercises sole voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the securities held thereby.
F4 These securities are held by the NGB 2016 Revocable Trust (the "NGB Revocable Trust"). The Reporting Person is the grantor, sole trustee and sole beneficiary of the NGB Revocable Trust.
F5 Pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, L.P. ("RSI LP"), beginning on June 29, 2021, the Class A Common Units of RSI LP beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the reporting person will be canceled.