Peter J. Morgan III - 27 Aug 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
General Counsel
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
27 Aug 2025
Net transactions value
-$1,684,562
Form type
4
Filing time
29 Aug 2025, 18:18:53 UTC
Previous filing
23 May 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Morgan Peter J. III General Counsel 3000 SCHWAB WAY, WESTLAKE /s/ P. Blake Allen, Attorney-in-fact 29 Aug 2025 0001792910

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $102,197 +2,203 $46.39 2,203 27 Aug 2025 Direct
transaction SCHW Common Stock Options Exercise $3,064,813 +47,813 +2170% $64.10 50,016 27 Aug 2025 Direct
transaction SCHW Common Stock Sale $4,851,572 -50,016 -100% $97.00 0 27 Aug 2025 Direct F1
holding SCHW Common Stock 150 27 Aug 2025 by ESOP F2
holding SCHW Common Stock 451 27 Aug 2025 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2,203 -100% $0.000000 0 27 Aug 2025 Common Stock 2,203 $46.39 Direct F3
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -47,813 -100% $0.000000 0 27 Aug 2025 Common Stock 47,813 $64.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $96.895 to $97.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This information is based on a plan statement as of August 28, 2025.
F3 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.