Topline Capital Management, LLC - 26 Jun 2025 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Other*
Signature
Topline Capital Management, LLC, By: Collin McBirney, its Managing Member
Issuer symbol
OPXS
Transactions as of
26 Jun 2025
Net transactions value
-$1,012,297
Form type
4
Filing time
30 Jun 2025, 16:36:50 UTC
Previous filing
15 Jan 2025
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
Topline Capital Management, LLC Other* 544 EUCLID STREET, SANTA MONICA Topline Capital Management, LLC, By: Collin McBirney, its Managing Member 30 Jun 2025 0001792549
McBirney Collin Other* 544 EUCLID STREET, SANTA MONICA Collin McBirney 30 Jun 2025 0001792547

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Sale $342,561 -30,945 -4% $11.07 748,956 26 Jun 2025 By Topline Capital Partners, LP F1, F2, F3
transaction OPXS Common Stock Sale $112,600 -10,000 -1.3% $11.26 738,956 27 Jun 2025 By Topline Capital Partners, LP F1, F2, F3
transaction OPXS Common Stock Sale $557,136 -47,700 -6.5% $11.68 691,256 30 Jun 2025 By Topline Capital Partners, LP F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.
F2 Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F3 The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.