Andrew D. Baglino - Jun 28, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
SVP Powertrain and Energy Eng.
Signature
By: Aaron Beckman, Power of Attorney For: Andrew D. Baglino
Stock symbol
TSLA
Transactions as of
Jun 28, 2021
Transactions value $
-$961,560
Form type
4
Date filed
6/30/2021, 07:26 PM
Previous filing
Jun 8, 2021
Next filing
Jul 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Options Exercise $23.7K +570 +3% $41.57 19.6K Jun 28, 2021 Direct F1
transaction TSLA Common Stock Options Exercise $22.2K +430 +2.2% $51.64 20K Jun 28, 2021 Direct F1
transaction TSLA Common Stock Sale -$1.01M -1.5K -7.5% $671.64 18.5K Jun 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSLA Incentive Stock Option (right to buy) Options Exercise $0 -570 -100% $0.00* 0 Jun 28, 2021 Common Stock 570 $41.57 Direct F1, F2
transaction TSLA Non-Qualified Stock Option (right to buy) Options Exercise $0 -430 -0.22% $0.00 199K Jun 28, 2021 Common Stock 430 $51.64 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.
F2 Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 132,395 shares. 1/48th of the aggregate shares subject to the option became vested and exercisable on February 11, 2016 and 1/48th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter, such that all such shares subject to this award became fully vested on January 11, 2020.
F3 Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 210,560 shares. 1/60th of the aggregate shares subject to the option became vested and exercisable on July 24, 2019 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter, so that all such shares subject to this award will be fully vested on June 24, 2024.