Joseph Army - 08 Sep 2021 Form 4 Insider Report for VAPOTHERM INC

Role
President and CEO, Director
Signature
/s/Adrain Bryant, as Attorney In Fact
Issuer symbol
N/A
Transactions as of
08 Sep 2021
Net transactions value
$0
Form type
4
Filing time
10 Sep 2021, 16:23:26 UTC
Next filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Other $0 +9,871 +1.4% $0.000000 719,792 08 Sep 2021 Direct F1, F3
transaction VAPO Common Stock Other $0 +787 +0.11% $0.000000 720,579 08 Sep 2021 Direct F2, F3
holding VAPO Common Stock 500 08 Sep 2021 By spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Distribution of shares by Vapotherm Investors, LLC pro rata without consideration to its members.
F2 Distribution of shares by 3x5 Special Opportunity Fund, L.P. pro rata without consideration to its general partners and limited partners.
F3 Includes 27,700 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.
F4 These shares will be issued over time upon vesting pursuant to a restricted stock unit granted to the Reporting Person's spouse under the Vapotherm, Inc. 2018 Equity Incentive Plan.