Aaron G.l. Fletcher - 30 Sep 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Aaron G.L. Fletcher
Issuer symbol
SWKH
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
01 Oct 2021, 17:49:21 UTC
Previous filing
17 Aug 2021
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +250 +2.7% 9,623 30 Sep 2021 Direct F1
transaction SWKH Common Stock Award +1,363 +14% 10,986 01 Oct 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 250 share to the Reporting Person as compensation for his services as a director.
F2 Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.