Beth A. Marker - 22 May 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
SVP of Retail Operations
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker
Issuer symbol
CASK
Transactions as of
22 May 2025
Net transactions value
+$51,719
Form type
4
Filing time
27 May 2025, 18:15:15 UTC
Previous filing
13 Feb 2025
Next filing
05 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Marker Beth A SVP of Retail Operations C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker 24 May 2025 0002044425

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $50,909 +96,054 +1129% $0.5300 104,559 22 May 2025 Direct
transaction CASK Common Stock Options Exercise $810 +1,500 +1.4% $0.5400 106,059 24 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +53,006 $0.000000 53,006 22 May 2025 Common Stock 53,006 Direct F1, F2
transaction CASK Restricted Stock Units Award $0 +43,048 +81% $0.000000 96,054 22 May 2025 Common Stock 43,048 Direct F1, F3
transaction CASK Restricted Stock Units Options Exercise $0 -96,054 -100% $0.000000 0 22 May 2025 Common Stock 96,054 Direct F1, F2
transaction CASK Restricted Stock Units Options Exercise $0 -1,500 -100% $0.000000 0 24 May 2025 Common Stock 1,500 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.
F4 The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.