Troy Alstead - 22 May 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
Director
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead
Issuer symbol
CASK
Transactions as of
22 May 2025
Net transactions value
+$54,060
Form type
4
Filing time
27 May 2025, 17:41:12 UTC
Previous filing
22 May 2025
Next filing
12 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Alstead Troy Director C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead 27 May 2025 0001450940

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $54,060 +102,000 +816% $0.5300 114,500 22 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +100,000 $0.000000 100,000 22 May 2025 Common Stock 100,000 Direct F1, F2
transaction CASK Restricted Stock Units Award $0 +2,000 +2% $0.000000 102,000 22 May 2025 Common Stock 2,000 Direct F1, F3
transaction CASK Restricted Stock Units Options Exercise $0 -102,000 -100% $0.000000 0 22 May 2025 Common Stock 102,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.