| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CASK | Warrants to Puchase Shares of Common Stock | 06 Jan 2025 | Common Stock | 5,916 | $8.00 | Direct | F1 | ||||||
| holding | CASK | Warrants to Puchase Shares of Common Stock | 06 Jan 2025 | Common Stock | 11,832 | $12.00 | Direct | F1 | ||||||
| holding | CASK | Warrants to Puchase Shares of Common Stock | 06 Jan 2025 | Common Stock | 14,790 | $20.00 | Direct | F1 | ||||||
| holding | CASK | Stock Options | 06 Jan 2025 | Common Stock | 570 | $157.89 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days. |
| F2 | The option was granted on June 6, 2019 and vested over a period of four years. The option is fully vested and is subject to the expiration of the lock-up agreement executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters. |
This Amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of the Issuer. No new transactions are being reported herein.