Troy Alstead - 25 Nov 2024 Form 3/A - Amendment Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role: Director
Signature: /s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead
Issuer symbol: CASK
Transactions as of: 25 Nov 2024
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 07 Feb 2025, 17:35:48 UTC
Date Of Original Report: 26 Nov 2024
Previous filing: 18 Nov 2024
Next filing: 04 Mar 2025
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CASK	Stock Options							25 Nov 2024	Common Stock	570	$157.89	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option was granted on June 6, 2019 and vested over a period of four years. The option is fully vested and is subject to the expiration of the lock-up agreement executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.

Remarks:

This Amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of the Issuer. No new transactions are being reported herein.