| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bohlig Tamara N | Director | 9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS | By: Derrick Walsh For: Tamara Bohlig | 18 Nov 2025 | 0001787292 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Common Stock | Options Exercise | $339,346 | +4,289 | +33% | $79.12 | 17,208 | 14 Nov 2025 | Direct | F1 |
| transaction | AX | Common Stock | Disposed to Issuer | $169,633 | -2,144 | -12% | $79.12 | 15,064 | 14 Nov 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Restricted Stock Units | Options Exercise | $0 | -4,289 | -100% | $0.000000 | 0 | 14 Nov 2025 | Common Stock | 4,289 | Direct | F1, F3, F4 | |
| transaction | AX | Restricted Stock Units | Award | $0 | +3,615 | $0.000000 | 3,615 | 14 Nov 2025 | Common Stock | 3,615 | Direct | F3, F5, F6 |
| Id | Content |
|---|---|
| F1 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
| F2 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| F3 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| F4 | The RSUs fully vest on the one year anniversary of the grant date. |
| F5 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
| F6 | The RSU's fully vest on January 3, 2027. |