Jennifer Fall Jung - 11 Oct 2023 Form 4 Insider Report for Duckhorn Portfolio, Inc.

Role
Executive Vice President, Chief Financial Officer.
Signature
/s/ Sean Sullivan, as attorney-in-fact
Issuer symbol
N/A
Transactions as of
11 Oct 2023
Net transactions value
$0
Form type
4
Filing time
13 Oct 2023, 18:15:59 UTC
Previous filing
20 Jun 2023
Next filing
21 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Award $0 +45,454 +552% $0.000000 53,689 11 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAPA Stock Options Award $0 +136,362 $0.000000 136,362 11 Oct 2023 Common Stock 136,362 $9.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.
F2 These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.

Remarks:

Executive Vice President, Chief Financial Officer.