Ruben Caballero - 07 Jun 2021 Form 4 Insider Report for Resonant Inc

Role: Director
Signature: /s/Ruben Caballero
Issuer symbol: N/A
Transactions as of: 07 Jun 2021
Net transactions value: $0
Form type: 4
Filing time: 09 Jun 2021, 21:53:08 UTC
Previous filing: 12 May 2021
Next filing: 06 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RESN	Common Stock	Options Exercise		+12,712	+13%		110,308	07 Jun 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-12,712	-50%	$0.000000	12,711	07 Jun 2021	Common Stock	12,712		Direct	F1, F2
transaction	RESN	Restricted Stock Units	Award	$0	+19,788		$0.000000	19,788	08 Jun 2021	Common Stock	19,788		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2	50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F3	50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.