| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Verma Shiv | Chief Financial Officer | C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK | /s/ Matthew Yorkavich, attorney-in- fact for Shiv Verma | 03 Mar 2026 | 0002108589 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Options Exercise | +24,278 | +47% | 76,049 | 01 Mar 2026 | Direct | F1 | ||
| transaction | HOOD | Class A Common Stock | Tax liability | $942,664 | -12,428 | -16% | $75.85 | 63,621 | 01 Mar 2026 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -4,293 | -100% | $0.000000 | 0 | 01 Mar 2026 | Class A Common Stock | 4,293 | Direct | F1, F3 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -7,062 | -100% | $0.000000 | 0 | 01 Mar 2026 | Class A Common Stock | 7,062 | Direct | F1, F4 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -12,923 | -14% | $0.000000 | 77,537 | 01 Mar 2026 | Class A Common Stock | 12,923 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| F2 | Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 24,278 RSUs and does not represent a sale by the Reporting Person. |
| F3 | On March 24, 2022, the Reporting Person was granted 68,682 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F4 | On March 10, 2024, the Reporting Person was granted 28,245 RSUs under the 2021 Plan. One fourth (1/4) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F5 | On March 19, 2025, the Reporting Person was granted 129,228 RSUs under the 2021 Plan. Ten percent (10%) of the RSUs vested on June 1, 2025 and on each subsequent three-month anniversary until forty percent (40%) of the award is fully vested; seven and one-half percent (7.5%) shall vest on the fifteen-month anniversary and on each subsequent three-month anniversary until an additional thirty percent (30%) is vested; five percent (5%) shall vest on the twenty-seven-month anniversary on each subsequent three-month anniversary until an additional twenty percent (20%) is vested; and two and on-half percent (2.5%) shall vest on the thirty-nine-month anniversary and on each subsequent three-month anniversary until the remaining ten percent (10%) is vested, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |