Vladimir Tenev - 05 Jan 2026 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Chief Executive Officer, Director
Signature
/s/ Matthew Yorkavich, attorney-in-fact for Vladimir Tenev
Issuer symbol
HOOD
Transactions as of
05 Jan 2026
Net transactions value
-$45,609,760
Form type
4
Filing time
07 Jan 2026, 16:31:48 UTC
Previous filing
12 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tenev Vladimir Chief Executive Officer, Director C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Matthew Yorkavich, attorney-in-fact for Vladimir Tenev 07 Jan 2026 0001871006

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Conversion of derivative security +375,000 375,000 05 Jan 2026 Direct F1
transaction HOOD Class A Common Stock Sale $2,622,605 -22,155 -5.9% $118.38 352,845 05 Jan 2026 Direct F2, F3
transaction HOOD Class A Common Stock Sale $4,676,524 -39,197 -11% $119.31 313,648 05 Jan 2026 Direct F2, F4
transaction HOOD Class A Common Stock Sale $5,393,162 -44,893 -14% $120.13 268,755 05 Jan 2026 Direct F2, F5
transaction HOOD Class A Common Stock Sale $6,022,947 -49,521 -18% $121.62 219,234 05 Jan 2026 Direct F2, F6
transaction HOOD Class A Common Stock Sale $17,971,980 -146,760 -67% $122.46 72,474 05 Jan 2026 Direct F2, F7
transaction HOOD Class A Common Stock Sale $8,922,542 -72,474 -100% $123.11 0 05 Jan 2026 Direct F2, F8
holding HOOD Class A Common Stock 6,907 05 Jan 2026 By Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Class B Common Stock Conversion of derivative security $0 -375,000 -0.76% $0.000000 49,044,572 05 Jan 2026 Class A Common Stock 375,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 As part of the transaction effected on January 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
F2 This transaction was effected pursuant to the Tenev 10b5-1 plan
F3 This transaction was executed in multiple trades during the day at prices ranging from $117.79 to $118.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4 This transaction was executed in multiple trades during the day at prices ranging from $118.79 to $119.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5 This transaction was executed in multiple trades during the day at prices ranging from $119.79 to $120.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F6 This transaction was executed in multiple trades during the day at prices ranging from $120.89 to $121.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F7 This transaction was executed in multiple trades during the day at prices ranging from $121.89 to $122.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F8 This transaction was executed in multiple trades during the day at prices ranging from $122.89 to $123.35. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.