| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bhatt Baiju | Director | C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK | /s/ Matthew Yorkavich, attorney-in- fact for Baiju Bhatt | 2025-11-19 | 0001870914 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Conversion of derivative security | +418K | 418K | Nov 17, 2025 | By Living Trust | F1 | |||
| transaction | HOOD | Class A Common Stock | Sale | -$4.4M | -38.9K | -9.31% | $113.08 | 379K | Nov 17, 2025 | By Living Trust | F2, F3 |
| transaction | HOOD | Class A Common Stock | Sale | -$5.11M | -44.9K | -11.83% | $113.81 | 335K | Nov 17, 2025 | By Living Trust | F2, F4 |
| transaction | HOOD | Class A Common Stock | Sale | -$3.48M | -30.3K | -9.06% | $114.94 | 304K | Nov 17, 2025 | By Living Trust | F2, F5 |
| transaction | HOOD | Class A Common Stock | Sale | -$9.12M | -78.7K | -25.87% | $115.95 | 226K | Nov 17, 2025 | By Living Trust | F2, F6 |
| transaction | HOOD | Class A Common Stock | Sale | -$7.8M | -66.6K | -29.55% | $117.06 | 159K | Nov 17, 2025 | By Living Trust | F2, F7 |
| transaction | HOOD | Class A Common Stock | Sale | -$9.94M | -84.3K | -53.08% | $117.84 | 74.6K | Nov 17, 2025 | By Living Trust | F2, F8 |
| transaction | HOOD | Class A Common Stock | Sale | -$4.42M | -37.1K | -49.81% | $118.95 | 37.4K | Nov 17, 2025 | By Living Trust | F2, F9 |
| transaction | HOOD | Class A Common Stock | Sale | -$3.77M | -31.4K | -84.04% | $119.83 | 5.97K | Nov 17, 2025 | By Living Trust | F2, F10 |
| transaction | HOOD | Class A Common Stock | Sale | -$721K | -5.97K | -100% | $120.70 | 0 | Nov 17, 2025 | By Living Trust | F2, F11 |
| holding | HOOD | Class A Common Stock | 887 | Nov 17, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class B Common Stock | Conversion of derivative security | $0 | -418K | -0.88% | $0.00 | 47.3M | Nov 17, 2025 | Class A Common Stock | 418K | By Living Trust | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales |
| F2 | This transaction was effected pursuant to the Bhatt 10b5-1 plan. |
| F3 | This transaction was executed in multiple trades during the day at prices ranging from $112.46 to $113.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F4 | This transaction was executed in multiple trades during the day at prices ranging from $113.46 to $114.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F5 | This transaction was executed in multiple trades during the day at prices ranging from $114.46 to $115.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F6 | This transaction was executed in multiple trades during the day at prices ranging from $115.46 to $116.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F7 | This transaction was executed in multiple trades during the day at prices ranging from $116.46 to $117.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F8 | This transaction was executed in multiple trades during the day at prices ranging from $117.46 to $118.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F9 | This transaction was executed in multiple trades during the day at prices ranging from $118.46 to $119.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F10 | This transaction was executed in multiple trades during the day at prices ranging from $119.46 to $120.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| F11 | This transaction was executed in multiple trades during the day at prices ranging from $120.46 to $120.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |