Jason Warnick - 01 Sep 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Chief Financial Officer
Signature
/s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick
Issuer symbol
HOOD
Transactions as of
01 Sep 2025
Transactions value $
-$4,719,113
Form type
4
Filing time
03 Sep 2025, 17:19:14 UTC
Previous filing
19 Aug 2025
Next filing
02 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Warnick Jason Chief Financial Officer C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick 03 Sep 2025 0001871212

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Options Exercise +112K +22.01% 623K 01 Sep 2025 Direct F1
transaction HOOD Class A Common Stock Tax liability -$4.72M -45.4K -7.29% $104.03 577K 01 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Restricted Stock Units Options Exercise $0 -24.1K -33.33% $0.00 48.2K 01 Sep 2025 Class A Common Stock 24.1K Direct F1, F3
transaction HOOD Restricted Stock Units Options Exercise $0 -49K -14.29% $0.00 294K 01 Sep 2025 Class A Common Stock 49K Direct F1, F4
transaction HOOD Restricted Stock Units Options Exercise $0 -22.7K -9.09% $0.00 227K 01 Sep 2025 Class A Common Stock 22.7K Direct F1, F5
transaction HOOD Restricted Stock Units Options Exercise $0 -16.5K -6.67% $0.00 231K 01 Sep 2025 Class A Common Stock 16.5K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2 Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 112,332 RSUs and does not represent a sale by the Reporting Person.
F3 On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4 On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5 On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F6 On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.