Jason Warnick - 30 Jun 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Chief Financial Officer
Signature
/s/ Lucas Moskowitz, attorney-in-fact for Jason Warnick
Issuer symbol
HOOD
Transactions as of
30 Jun 2025
Net transactions value
-$15,460,504
Form type
4
Filing time
02 Jul 2025, 17:11:37 UTC
Previous filing
27 Jun 2025
Next filing
19 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Warnick Jason Chief Financial Officer C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Lucas Moskowitz, attorney-in-fact for Jason Warnick 02 Jul 2025 0001871212

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Options Exercise $1,037,750 +175,000 +29% $5.93 773,797 30 Jun 2025 Direct
transaction HOOD Class A Common Stock Sale $15,765,225 -175,000 -23% $90.09 598,797 30 Jun 2025 Direct F1, F2
transaction HOOD Class A Common Stock Options Exercise +19,290 +3.2% 618,087 01 Jul 2025 Direct F3
transaction HOOD Class A Common Stock Tax liability $733,029 -7,829 -1.3% $93.63 610,258 01 Jul 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Employee Stock Option (right to buy) Options Exercise $0 -175,000 -32% $0.000000 375,000 30 Jun 2025 Class A Common Stock 175,000 $5.93 Direct F5
transaction HOOD Restricted Stock Units Options Exercise $0 -19,290 -33% $0.000000 38,580 01 Jul 2025 Class A Common Stock 19,290 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2025.
F2 This transaction was executed in multiple trades during the day at prices ranging from $90.00 to $90.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F3 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F4 Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 19,290 RSUs and does not represent a sale by the Reporting Person.
F5 On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F6 On March 24, 2022, the Reporting Person was granted 77,160 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

Warnick POA