-
Signature
-
/s/ Brandon Webb, attorney-in-fact for Baiju Bhatt
-
Issuer symbol
-
HOOD
-
Transactions as of
-
24 Mar 2025
-
Net transactions value
-
-$2,180,457
-
Form type
-
4
-
Filing time
-
26 Mar 2025, 17:46:46 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
HOOD |
Class A Common Stock |
Conversion of derivative security |
|
+47,023 |
|
|
47,023 |
24 Mar 2025 |
By Living Trust |
F1 |
| transaction |
HOOD |
Class A Common Stock |
Sale |
$2,180,457 |
-47,023 |
-100% |
$46.37 |
0 |
24 Mar 2025 |
By Living Trust |
F2 |
| holding |
HOOD |
Class A Common Stock |
|
|
|
|
|
5,042 |
24 Mar 2025 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
HOOD |
Class B Common Stock |
Conversion of derivative security |
$0 |
-47,023 |
-0.08% |
$0.000000 |
56,608,880 |
24 Mar 2025 |
Class A Common Stock |
47,023 |
|
By Living Trust |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: