Jason Warnick - 01 Mar 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Financial Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Jason Warnick
Issuer symbol: HOOD
Transactions as of: 01 Mar 2025
Net transactions value: -$2,505,902
Form type: 4
Filing time: 04 Mar 2025, 17:32:21 UTC
Previous filing: 27 Feb 2025
Next filing: 24 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+123,831	+14%		995,374	01 Mar 2025	Direct	F1
transaction	HOOD	Class A Common Stock	Tax liability	$2,505,902	-50,018	-5%	$50.10	945,356	01 Mar 2025	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-24,113	-20%	$0.000000	96,451	01 Mar 2025	Class A Common Stock	24,113		Direct	F1, F3
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-48,992	-11%	$0.000000	391,938	01 Mar 2025	Class A Common Stock	48,992		Direct	F1, F4
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-27,996	-100%	$0.000000	0	01 Mar 2025	Class A Common Stock	27,996		Direct	F1, F5
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-22,730	-7.7%	$0.000000	272,765	01 Mar 2025	Class A Common Stock	22,730		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 123,831 RSUs and does not represent a sale by the Reporting Person.
F3	On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4	On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5	On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F6	On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.