Daniel M. Gallagher Jr. - 20 Feb 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Legal Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Daniel M. Gallagher, Jr.
Issuer symbol: HOOD
Transactions as of: 20 Feb 2025
Net transactions value: +$811,981
Form type: 4
Filing time: 24 Feb 2025, 17:48:15 UTC
Previous filing: 20 Feb 2025
Next filing: 04 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise	$811,981	+79,295	+11%	$10.24	785,937	20 Feb 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Employee Stock Option (right to buy)	Options Exercise	$0	-79,295	-47%	$0.000000	90,300	20 Feb 2025	Class A Common Stock	79,295	$10.24	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.

Content

On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.