Steven M. Quirk - 01 Dec 2024 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Brokerage Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Steven M. Quirk
Issuer symbol: HOOD
Transactions as of: 01 Dec 2024
Net transactions value: -$745,582
Form type: 4
Filing time: 03 Dec 2024, 18:44:20 UTC
Previous filing: 05 Nov 2024
Next filing: 04 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+44,832	+12%		415,027	01 Dec 2024	Direct	F1
transaction	HOOD	Class A Common Stock	Sale	$745,582	-19,861	-4.8%	$37.54	395,166	01 Dec 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-27,995	-10%	$0.000000	251,961	01 Dec 2024	Class A Common Stock	27,995		Direct	F1, F3
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-16,837	-7.1%	$0.000000	218,886	01 Dec 2024	Class A Common Stock	16,837		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,832 RSUs and does not represent a sale by the Reporting Person.
F3	On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4	On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.