| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Options Exercise | +123,831 | +11% | 1,200,993 | 01 Sep 2024 | Direct | F1 | ||
| transaction | HOOD | Class A Common Stock | Tax liability | $1,004,370 | -49,919 | -4.2% | $20.12 | 1,151,074 | 01 Sep 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -24,113 | -14% | $0.000000 | 144,676 | 01 Sep 2024 | Class A Common Stock | 24,113 | Direct | F1, F3 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -48,993 | -9.1% | $0.000000 | 489,922 | 01 Sep 2024 | Class A Common Stock | 48,993 | Direct | F1, F4 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -27,995 | -33% | $0.000000 | 55,992 | 01 Sep 2024 | Class A Common Stock | 27,995 | Direct | F1, F5 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -22,730 | -6.7% | $0.000000 | 318,226 | 01 Sep 2024 | Class A Common Stock | 22,730 | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| F2 | Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 123,831 RSUs and does not represent a sale by the Reporting Person. |
| F3 | On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F4 | On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F5 | On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F6 | On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |