-
Signature
-
/s/ Brandon Webb, attorney-in-fact for Baiju Bhatt
-
Stock symbol
-
HOOD
-
Transactions as of
-
May 15, 2024
-
Transactions value $
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-$304,463
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Form type
-
4
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Date filed
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5/17/2024, 07:07 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
HOOD |
Class A Common Stock |
Conversion of derivative security |
|
+16.7K |
|
|
16.7K |
May 15, 2024 |
By Living Trust |
F1 |
| transaction |
HOOD |
Class A Common Stock |
Sale |
-$304K |
-16.7K |
-100% |
$18.27 |
0 |
May 15, 2024 |
By Living Trust |
F2, F3 |
| holding |
HOOD |
Class A Common Stock |
|
|
|
|
|
0 |
May 15, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
HOOD |
Class B Common Stock |
Conversion of derivative security |
$0 |
-16.7K |
-0.03% |
$0.00 |
58.1M |
May 15, 2024 |
Class A Common Stock |
16.7K |
|
By Living Trust |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: