Susan L. Segal - 21 Mar 2024 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Director
Signature: /s/Brandon Webb, attorney-in-fact for Susan L. Segal
Issuer symbol: HOOD
Transactions as of: 21 Mar 2024
Net transactions value: $0
Form type: 4
Filing time: 25 Mar 2024, 19:20:42 UTC
Previous filing: 13 Jun 2023
Next filing: 13 Jun 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Award	$0	+11,786		$0.000000	11,786	21 Mar 2024	Class A Common Stock	11,786		Direct	F1, F2, F3
transaction	HOOD	Restricted Stock Units	Award	$0	+2,938		$0.000000	2,938	21 Mar 2024	Class A Common Stock	2,938		Direct	F1, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	This RSU award represents the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board of Directors (the "Board") of Robinhood Markets, Inc. ("Robinhood").
F3	On March 21, 2024, the Reporting Person was granted 11,786 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of her service with Robinhood, (2) her death or disability, or (3) a change in control of Robinhood.
F4	This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board.
F5	On March 21, 2024, the Reporting Person was granted 2,938 RSUs under the 2021 Plan. Of that amount, 317 RSUs are scheduled to vest on April 1, 2024, and 2,621 RSUs are scheduled to vest on July 1, 2024 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of her service with Robinhood, (2) her death or disability, or (3) a change in control of Robinhood.