Baiju Bhatt - Oct 12, 2023 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Creative Officer, Director
Signature: /s/ Brandon Webb, attorney-in-fact for Baiju Bhatt
Stock symbol: HOOD
Transactions as of: Oct 12, 2023
Transactions value $: -$848,997
Form type: 4
Date filed: 10/16/2023, 06:28 PM
Previous filing: Sep 14, 2023
Next filing: Nov 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Sale	-$849K	-90K	-18.28%	$9.43	402K	Oct 12, 2023	By Living Trust	F1, F2
holding	HOOD	Class A Common Stock						128K	Oct 12, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022.
F2	This transaction was executed in multiple trades during the day at prices ranging from $9.28 to $9.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.