Key facts
- This page summarizes Jason Warnick's Form 4 filing for Robinhood Markets, Inc. (HOOD).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Oct 2023, 18:22.
Jason Warnick - 01 Oct 2023 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- HOOD
- Reported as of
- 01 Oct 2023
- Net transaction value
- -$241,355
- SEC form
- 4
- Accepted by SEC
- 03 Oct 2023, 18:22:11 UTC
- Prior SEC filing
- 05 Sep 2023
- Next SEC filing
- 05 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon Webb, attorney-in-fact for Jason Warnick
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jason Warnick filed Form 4 for Robinhood Markets, Inc. (HOOD) on 03 Oct 2023.
Change
- Previous filing in this sequence was filed on 05 Sep 2023.
- Current net transaction value: -$241,355.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOOD
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +60,483
- Change %
- +7.7%
- Price
- Shares after
- 849,718
- Date
- 01 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
HOOD
transaction
Class A Common Stock
Tax liability
- Transaction value
- $241,355
- Shares
- -24,603
- Change %
- -2.9%
- Price
- $9.81
- Shares after
- 825,115
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -20,161
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 100,807
- Date
- 01 Oct 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 20,161
- Exercise price
- Footnotes
- F1, F3
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -40,322
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 201,613
- Date
- 01 Oct 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 40,322
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Footnote F2
Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,483 RSUs and does not represent a sale by the Reporting Person.
Footnote F3
On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Footnote F4
On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs were scheduled to vest on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.