Key facts
- This page summarizes Paula Loop's Form 4 filing for Robinhood Markets, Inc. (HOOD).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Oct 2023, 18:19.
Paula Loop - 01 Oct 2023 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)
- Reporting relationship
- Director
- Issuer ticker
- HOOD
- Reported as of
- 01 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Oct 2023, 18:19:57 UTC
- Prior SEC filing
- 05 Jul 2023
- Next SEC filing
- 03 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon Webb, attorney-in-fact for Paula Loop
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Paula Loop filed Form 4 for Robinhood Markets, Inc. (HOOD) on 03 Oct 2023.
Change
- Previous filing in this sequence was filed on 05 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOOD
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +7,889
- Change %
- +44%
- Price
- Shares after
- 26,000
- Date
- 01 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,264
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 15,848
- Date
- 01 Oct 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,264
- Exercise price
- Footnotes
- F1, F2
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,625
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 16,875
- Date
- 01 Oct 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 5,625
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Footnote F2
On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Footnote F3
On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.