Gretchen Howard - Feb 17, 2023 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Operating Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Gretchen Howard
Stock symbol: HOOD
Transactions as of: Feb 17, 2023
Transactions value $: $148,713
Form type: 4
Date filed: 2/22/2023, 05:31 PM
Previous filing: Jan 4, 2023
Next filing: Mar 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise	$149K	+25.1K	+4.22%	$5.93	619K	Feb 17, 2023	Direct
holding	HOOD	Class A Common Stock						168K	Feb 17, 2023	By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Employee Stock Option (right to buy)	Options Exercise	$0	-25.1K	-13.3%	$0.00	163K	Feb 17, 2023	Class A Common Stock	25.1K	$5.93	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 15, 2019, the Reporting Person was granted an option to purchase 394,283 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which grant was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on January 1, 2020, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Content

On February 15, 2019, the Reporting Person was granted an option to purchase 394,283 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which grant was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on January 1, 2020, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.