Key facts
- This page summarizes Jason Warnick's Form 4 filing for Robinhood Markets, Inc. (HOOD).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2022, 17:35.
Jason Warnick - 01 Dec 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- HOOD
- Reported as of
- 01 Dec 2022
- Net transaction value
- -$338,482
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2022, 17:35:47 UTC
- Prior SEC filing
- 03 Nov 2022
- Next SEC filing
- 04 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon Webb, attorney-in-fact for Jason Warnick
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jason Warnick filed Form 4 for Robinhood Markets, Inc. (HOOD) on 05 Dec 2022.
Change
- Previous filing in this sequence was filed on 03 Nov 2022.
- Current net transaction value: -$338,482.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOOD
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +82,411
- Change %
- +17%
- Price
- Shares after
- 574,289
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
HOOD
transaction
Class A Common Stock
Tax liability
- Transaction value
- $338,482
- Shares
- -34,294
- Change %
- -6%
- Price
- $9.87
- Shares after
- 539,995
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -14,584
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 14,584
- Exercise price
- Footnotes
- F1, F4
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -43,715
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 174,858
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 43,715
- Exercise price
- Footnotes
- F1, F5
HOOD
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -24,112
- Change %
- -7.1%
- Price
- $0.000000
- Shares after
- 313,465
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 24,112
- Exercise price
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Footnote F2
Reflects the acquisition of one share in November 2022 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan.
Footnote F3
Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 82,411 RSUs and does not represent a sale by the Reporting Person.
Footnote F4
On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs vested on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.
Footnote F5
On January 13, 2020, the Reporting Person was granted 699,432 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Footnote F6
On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.