Gretchen Howard - 01 Dec 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Operating Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Gretchen Howard
Issuer symbol: HOOD
Transactions as of: 01 Dec 2022
Net transactions value: -$306,868
Form type: 4
Filing time: 05 Dec 2022, 17:35:07 UTC
Previous filing: 03 Nov 2022
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+62,707	+12%		583,673	01 Dec 2022	Direct	F1
transaction	HOOD	Class A Common Stock	Tax liability	$306,868	-31,091	-5.3%	$9.87	552,582	01 Dec 2022	Direct	F2
holding	HOOD	Class A Common Stock						168,064	01 Dec 2022	By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-8,214	-50%	$0.000000	8,215	01 Dec 2022	Class A Common Stock	8,214		Direct	F1, F3
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-30,381	-20%	$0.000000	121,526	01 Dec 2022	Class A Common Stock	30,381		Direct	F1, F4
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-24,112	-7.1%	$0.000000	313,465	01 Dec 2022	Class A Common Stock	24,112		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.
F2	Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 62,707 RSUs and does not represent a sale by the Reporting Person.
F3	On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4	On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5	On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.