Paula Loop - 01 Jan 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2022, 17:45:11 UTC
Prior SEC filing
05 Oct 2021
Next SEC filing
06 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Brandon Webb, attorney-in-fact for Paula Loop

Key filing fact

Paula Loop filed Form 4 for Robinhood Markets, Inc. (HOOD) on 04 Jan 2022.

Key facts

  • This page summarizes Paula Loop's Form 4 filing for Robinhood Markets, Inc. (HOOD).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Jan 2022, 17:45.

Change

  • Previous filing in this sequence was filed on 05 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+2,264
Change %
+100%
Price
Shares after
4,527
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,264
Change %
-6.7%
Price
$0.000000
Shares after
31,696
Date
01 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,264
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Footnote F2

On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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