Daniel M. Gallagher Jr. - 14 Sep 2021 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Legal Officer
Signature: /s/ Brandon Webb, attorney-in-fact for Daniel M. Gallagher, Jr.
Issuer symbol: HOOD
Transactions as of: 14 Sep 2021
Net transactions value: +$99,994
Form type: 4
Filing time: 15 Sep 2021, 21:51:27 UTC
Previous filing: 03 Aug 2021
Next filing: 29 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise	$99,994	+9,765	+14%	$10.24	77,595	14 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Employee Stock Option (right to buy)	Options Exercise	$0	-9,765	-3.7%	$0.000000	254,595	14 Sep 2021	Class A Common Stock	9,765	$10.24	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Content

On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.