Melissa Rasmussen - 18 Nov 2023 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Role
Chief Financial Officer
Signature
/s/ Jared Brandman, as Attorney-in-Fact
Issuer symbol
EYE
Transactions as of
18 Nov 2023
Net transactions value
$0
Form type
4
Filing time
21 Nov 2023, 16:33:01 UTC
Previous filing
07 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Options Exercise $0 +2,745 +22% $0.000000 15,301 18 Nov 2023 Direct F1, F2
transaction EYE Common Stock Tax liability -827 -5.4% 14,474 18 Nov 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Restricted Stock Units Options Exercise $0 -2,745 -33% $0.000000 5,617 18 Nov 2023 Common Stock 2,745 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.
F2 These shares include 456 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.
F3 On November 18, 2023, 2,745 restricted stock units vested and 827 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 17, 2023 (as November 18, 2023 fell on a weekend) of the Company's common stock on NASDAQ was $19.33 per share.
F4 On November 18, 2019, the reporting person was granted 10,977 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.