| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COHR | Common Stock | Award | $0 | +5.03K | +7.98% | $0.00 | 68K | Aug 13, 2024 | Direct | F1, F2 |
| transaction | COHR | Common Stock | Tax liability | $0 | -1.43K | -2.11% | $0.00 | 66.6K | Aug 13, 2024 | Direct | F3 |
| transaction | COHR | Common Stock | Sale | -$106K | -1.5K | -2.25% | $70.85 | 65.1K | Aug 15, 2024 | Direct | F4, F5 |
| transaction | COHR | Common Stock | Sale | -$35.7K | -500 | -0.77% | $71.48 | 64.6K | Aug 15, 2024 | Direct | F4, F6 |
| holding | COHR | Common Stock | 15 | Aug 13, 2024 | By Daughter | ||||||
| holding | COHR | Common Stock | 15 | Aug 13, 2024 | By Son |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares issued upon payout of Performance Share Units granted in August 2021. |
| F2 | Includes 524 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. |
| F3 | These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
| F4 | The sale transactions in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023. |
| F5 | Represents the weighted average of multiple sale transactions ranging in price from $70.29 to $71.22. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company. |
| F6 | Represents the weighted average of multiple sale transactions ranging in price from $71.33 to $71.63. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |