Marga Ortigas-Wedekind - Jun 12, 2024 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Marga Ortigas-Wedekind
Stock symbol
BEAT
Transactions as of
Jun 12, 2024
Transactions value $
$0
Form type
4
Date filed
6/20/2024, 03:20 PM
Previous filing
Jul 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Award $0 +33.2K +41.95% $0.00 112K Jun 12, 2024 Direct F2
holding BEAT Common Stock 16.8K Jun 12, 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BEAT Warrant (right to buy) 9K Jun 12, 2024 Common Stock 9K $6.00 Direct
holding BEAT Common Stock (right to buy) 27.3K Jun 12, 2024 Common Stock 27.3K $0.28 Direct F3
holding BEAT Common Stock (right to buy) 16.4K Jun 12, 2024 Common Stock 16.4K $2.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Wedekind Living Trust, of which the Reporting Person is the trustee.
F2 These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of June 12, 2025, or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
F3 Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4 One forty-eighth of the shares subject to the option vest on July 15, 2021 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.