Alan Baumel - 20 Dec 2021 Form 3 Insider Report for HeartBeam, Inc. (BEAT)

Role: Chief Operating Officer
Signature: /s/ Alan Baumel
Issuer symbol: BEAT
Transactions as of: 20 Dec 2021
Net transactions value: $0
Form type: 3
Filing time: 23 Dec 2021, 17:00:54 UTC
Next filing: 17 Jun 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BEAT	Common Stock (right to buy)							20 Dec 2021	Common Stock	82,000	$4.25	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date October 6, 2021 and one thirty-sixth (1/36th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on September 6, 2025.

Content

The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date October 6, 2021 and one thirty-sixth (1/36th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on September 6, 2025.