Peter A. Weinberg - 01 May 2025 Form 4 Insider Report for Perella Weinberg Partners (PWP)

Role
Chairman, Director
Signature
/s/ Mark Polemeni, as Attorney-in-Fact
Issuer symbol
PWP
Transactions as of
01 May 2025
Net transactions value
-$2,367,081
Form type
4
Filing time
05 May 2025, 17:42:25 UTC
Previous filing
03 Apr 2025
Next filing
26 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Weinberg Peter A Chairman, Director 767 FIFTH AVENUE, NEW YORK /s/ Mark Polemeni, as Attorney-in-Fact 05 May 2025 0001416779

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Sale $2,367,081 -137,621 -100% $17.20 0 01 May 2025 Red Hook Capital LLC F1, F2, F3
holding PWP Class A Common Stock 1,966,744 01 May 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Red Hook Capital LLC on August 6, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $16.84-$17.44, inclusive. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 Reflects securities held directly by Red Hook Capital LLC. The Reporting Person has shared voting and dispositive power over Red Hook Capital LLC through his shared control of Rosedale Partners LLC, the sole member of Red Hook. Each of the Reporting Person and Rosedale Partners LLC disclaims beneficial ownership of the securities held by Red Hook Capital LLC, except to the extent of their respective pecuniary interest therein.